Regions Bank is an Equal Housing Lender and Member FDIC. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Questions about becoming a Gartner client? Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. C. Keith Herron In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Executive Vice President Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Regions News Online: regions.doingmoretoday.com He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Andy Hernandez is Chief Digital Officer for Regions. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. 2023 Regions Bank. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Chief Transformation Officer. Pichel began his career as a financial analyst with General Motors. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Head of Corporate Banking Group. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Save time and execute with confidence when creating your strategic plan for compliance. 4 Models for the Chief Compliance Officer Role. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Andrew Nix will join Regions as chief governance officer on March 17. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Chief Risk Officer. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Executive Vice President Martha Raber He leads the companys Executive Leadership Team. This 32-page document allows for easier reading and reference. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Most recently, Danella served as Head of Private Wealth Management. Fournier J. Gale, III BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Executive Vice President The LifeGreen color is a trademark of Regions Bank. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. He began his career in the Jackson, Mississippi office of Arthur Andersen. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. She also serves as vice president and program chair. Regions provides links to other websites merely and strictly for your convenience. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. He is also a member of the United Ways Tocqueville Society. She leads all institutional, retail and fixed income investor relations functions. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. All Rights Reserved. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. All Rights Reserved. A bank executive develops a new product, maybe a fee-generation concept. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. John Turner is president and chief executive officer of Regions Financial Corporation. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Mehlman received her bachelors degree from Cornell University. Tammy LoCascio . He was named president in December 2017. Chief Financial Officer. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Senior Executive Vice President Jeremy D. King Senior Executive Vice President He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. William D. Ritter Senior Executive Vice President Bill Ritter serves as Head of the Wealth Management group at Regions. Gartner Terms of Use Privacy Policy. 2023Gartner, Inc. and/or its affiliates. Senior Executive Vice President She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. September 13 Law and regulation and Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. He leads the companys executive leadership team. Building a detailed plan. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. This press release features multimedia. Senior Executive Vice President Hope Dmuchowski Chief Financial Officer. Chief Risk Officer. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. John Turner is president and chief executive officer of Regions Financial Corporation. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Senior Executive Vice President He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Executive Vice President Privacy Policy. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Dana W. Nolan Dana Nolan serves as the Head of Investor Relations at Regions. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Bank compliance officers evaluate policies/procedures and ensure they . In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Andrew Nix will join Regions as chief governance officer on March 17. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Anthony Restel President, Regional Banking . Chief Digital Officer. He is a member of Regions Executive Leadership Team. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Senior Executive Vice President Andrew Nix. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Fournier J. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. M. Deron Smithy Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. C. Matthew Lusco Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). He also served as the Florida president. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. and Misra is responsible for overseeing the company's data strategy and enterprise data . He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Logan M. Pichel CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Treasurer. He was named president in December 2017. Andrews experience and insights will help us build on these accomplishments. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Regions Investment Solutions is a marketing name of Cetera Investment Services. New compliance officers face an overwhelming amount of tasks during their first few months. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Cheatham graduated from Auburn University with a bachelors degree in accounting. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Head of Wealth Management Group. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. His primary focus was financial institutions. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Commercial Banking includes clients with revenues between $1MM and $250MM. C. Ward Cheatham Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Nix to oversee corporate governance framework supporting Regions services for customers and communities. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. He is responsible for 1,500+ facilities and workplace strategy. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Senior Executive Vice President At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Turner holds a bachelors degree in economics from the University of Georgia. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups.